To register the Conference please contact Ekaterina Marmalyuk: , +007 (499) 500 9396



March 20, 2014


Registration: 9.00 am to 9.30 am

Conference: 9.30 am to 5.30 pm

The Award Ceremony: 6.00 pm to 7.30 pm



Bring together the individual initiatives aiming to develop Compliance as an institute both abroad and in Russia. Review the alignment of the Russian regulatory environment with the international practices and discuss the context of the changes currently underway. Share the best practices of the Russian and foreign companies approach to their strategies formulation focused on the long-term sustainable development, building the Compliance systems. Discuss third-party approaches to the appraisal of Compliance Function in businesses, bringing companies, directors and management to responsibility.



09.30 – 09.40   Welcoming Remarks

  • William Brian Howarth, CEO ICA
  • Ekaterina Pustovalova, Regional Director, Russia and CIS, Fellow ICA; CEO, ICS


SESSION – 1  09.40 – 11.10


Moderator: William Brian Howarth

09.40 - 09.55

  • The Financial Center of Moscow. Mega-regulator in Russia: reauthorization of government bodies on regulation and supervision, changes in regulated entities, changes in the organizational structure of the Bank of Russia since March 2014. Risk-based approach to supervision. The Globally Systemically Important Banks. International practice and changes in Russia

Sergei Glazyev Adviser to the President of the Russian Federation, Member of the Bank of Russia National Financial Board

09.55 - 10.10 

  • Federal Antimonopoly Service of the RF strategy 2014-2024: upcoming changes in Compliance regulation (TBC)

Sergei Puzyrevskiy Head of legal department, Federal Antimonopoly Service of the Russian Federation

10.10 - 10.25  

  • Organizing compliance functions in credit agencies in accordance with the draft guidelines of the Bank of Russia "On changes of the Bank of Russia position from 16.12.2003 №242-п "On organizing internal control in credit agencies and bank groups"

Olga Chemodanova, Deputy head for the banking regulation Department, the Bank of Russia

10.25 - 10.55

  • Antimonopoly compliance: managing antimonopoly risks without hurting business efficiency. UK experience: Quick Guide for Businesses to Competition Law Compliance - the Office of Fair Trading

Marat Mouradov Partner, Head of the Russian Competition Law Practice Group, Dentons

10.55 - 11.05

  • Changes in Corporate Governance

Igor Rozanov Executive Director, Association of Independent Directors (AID)

11.05 - 11.15

  • FATF Russia leading role: objectives and expectations. National AML/CFT risks assessment in accordance with FATF guidelines 2013: review of credit organizations survey results; sectors of economy most vulnerable to ML/FT risks

Alexander Naumov, Chairman of the AML and compliance risks Committee, National Financial Market Council (NFMC), Int.Dip.(Comp)

11.15 – 11.30 Coffee break

11.30 – 13.00 SESSION – 2 


Moderator: Ekaterina Pustovalova
Regional Director, Russia and CIS, Fellow ICA; CEO, ICS

11.30 - 11.45

  • Compulsory requirements in the Russian legislation for organisations to take actions to prevent corruption

Ilya Klochkov, Deputy Head of State Governance Department, Ministry of Economic Development of the Russian Federation 

11.45 - 12.00

  • System view of the consequences of non-compliance

Elena Ovcharova Head of Administrative Defence of Business Group, Attorney, Pepeliaev Group, PhD in Law

12.00 - 12:15

  • Tax compliance

Sergey Savseris Partner, Pepeliaev Group, PhD in Law

12.15 - 12:30

  • Director’s liability: current case law

Alexander Kuznetsov Senior counsel of the Private Law Department, the Supreme Commercial Court of the Russian Federation, Master of Laws (RSPL), Ph.D. in Law

12.30 - 12.45

  • Contribution of the Compliance Function into implementation of the Sberbank of Russia Strategy: the Mandatory Steps to Develop the Compliance System

Larisa Zalomikhina Director of Compliance Department, Sberbank of Russia, Int.Dip. (Comp)

12.45 - 13.00

  • Developing the Compliance Function management system in the nuclear industry

Valery Konovalov Deputy head of internal audit department, ROSATOM

13.00 - 13.10 

  • Guidelines to anti-corruption practices in organizations and enterprises; main aspects of voluntary certification

Oleg G. Sivakov, Director of Economic Security Department, Chamber of Commerce and Industry of the Russian Federation

13.10 – 14.00 LUNCH

14.00 – 15.30 SESSION – 3


Moderator : William Brian Howarth CEO ICA

14.00 - 14.15

  • Developing the Global Compliance Standard: ISO/DIS 19600 – Compliance management systems – Guidelines

William Brian Howarth CEO ICA

14.15 - 14.30

  • The IDW Assurance Standard: Principles for the Proper Performance of Reasonable Assurance Engagements Relating to Compliance Management: IDW AssS 980

Andrey Novikov, Partner, EY

14.30 - 14.45

  • Introducing disclosure requirements to the compliance and ethics program, and the compliance risks under the New G4 Sustainability Reporting Guidelines

Eszter Vitorino Manager Government Relations, GRI

14.45 - 15.00

  • Compliance management standards. European experience

Dr. Alexander Petsche Partner, Baker & McKenzie

15.00 - 15.15

  • Guidelines to anti-corruption practices in organizations and enterprises; main aspects of voluntary certification

Oleg G. Sivakov Director of Economic Security Department, Chamber of Commerce and Industry of the Russian Federation

15.00 - 15.15

  • Including Compliance risks in the integrated framework of risk management in businesses under the Guidelines of the Committee of Sponsoring Organizations of the Treadway Commission: Diagnosing Bribery Risk – a Practical guide to effective bribery risk assessment

Nadezhda Kozyreva, Independent expert, Award “Compliance 2011” winner in the category “Best Compliance Risks Officer”, Fellow ICA

15.15 - 15.30

  • The Russian Compliance Alliance (RAC) initiative on voluntary self-evaluation and RAC Registry

Andrey Novikov, Partner, EY

COFFEE BREAK 15.30 – 16.00

15.00 – 17.30 SESSION – 4


Moderator: Nadezhda Zotova Compliance Officer, Jones Lang LaSalle

16.00 - 16.20

  • Impact on Integrity: What Western Institutions really worry about when dealing with Russian business

Murray Grainger CEO, Impact on Integrity

16.20 - 16.40

  • Creating Shared Value (CSV): new business concept & challenge for compliance

Dr. Habil. Ingo Böbel Professor of Economics and Strategy, International University of Monaco (IUM)

Olga Zubrilova MBA Student, IUM, PhD in Business Administration, Finance, MICA Int.Dip. (Comp)

16.40 - 17.00

  • World’s Most Ethical Companies’ Recognition – What Does It Mean and How To Achieve It

Stefan Linssen Managing Director & Publisher, Ethisphere

  • Results of the study “Cost of Compliance 2014”

Mohamed Daoud Head of Solutions Sales and Services, Risk, Thomson Reuters  

  • Professional standards development. Establishment of a national system of competences and qualifications

Ivan Vorobyev Head of Department, «Young professionals», Agency for strategic initiatives 

17.30 – 18.00 COCTAIL RECEPTION 


Master of the Award Ceremony

Elena Chernyshevich
Health Care Compliance Officer,

Russia and CIS,
Janssen /pharmaceutical division of Johnson & Johnson, Int.Dip. (Comp)

Andrey Shishakov
CEO, NEO Centre, Fellow ICA

Members of the Expert Council of the Award 

Balakina Irina

Director, Dow Jones Russia and CIS

Kozyreva Nadezhda

Award “Compliance 2011” winner in the category “Best Compliance Risks Officer”

Melnikova Tatyana

Regional Director, Russian Branch, Professional Risk Managers' International Association (PRMIA)

Naumov Alexander

Vice-President, National Payment Council (NPC)

Panfilova Elena

Director General, Transparency International Russia, Center For Anti-Corruption Research And Initiatives

Pustovalova Ekaterina

Regional Director, Russia and CIS, The International Compliance Association (ICA)

Rozanov Igor

Executive Director, Association of Independent Directors (AID)

The Award Procedures Supervisor: Ernst and Young