AGENDA

 

09.30 – 09.40                    WELCOME REMARKS

 

09.40–11.00                      SESSION 1. 5 GLOBAL TRENTS AND HOW THEY AFFECT COMPLIANCE TASKS

Moderator: Ekaterina Pustovalova  ICA Regional Director (Russia and CIS); CEO, ICS; FICA

 

PANEL DISCUSSION

We are talking about: digital transformation, certification trends

  • Federal program of Complex digital transformation of the Russian economy
  • What is digital vision driven by digital transformation? 
  • What is the impact of Ecosystems (LifeStyle Banking), Open banking API as a  marketplace on the non-banking sector
  • Data protection, compliance, quality as management system objects in organization. What are the trends?

 

Participants:

 

William Brian Howarth

 President, International Compliance Association (ICA)

 

Alexander Pogudin

Member Of The Board Of Directors, Financial Technology Center Group

 

Denis Sokolov

Deputy director, Deputy Director, Department of Legal Policy and Social Development, Skolkovo Foundation

 

Andrey Emelin

Chairman of the National Financial Market Council, Award “Compliance 2016” Winner For Development of Compliance related Laws and Compliance Practices. “Tone at the Top”

 

Dr. Barbara Neiger

Lead Auditor Compliance Management Systems, author of the book “Successful Compliance - For Efficient Organisations With ISO 19600:2014 - The Practical Guide”, MA, MBA

 

Larisa Zalomikhina

Senior managing director, Director of Compliance Department, Sberbank, Award “Compliance 2014” winner in the category “Best Compliance Officer in AML/CFT”, Int.Dip. (Comp)

 

ONLINE QUESTIONNAIRE (through mobile application) - will the internal companies IT solutions compete with the external providers of professional IT services?

 

11.00–11.30                      COFFEE BREAK & MEETING WITH MENTORS*

                                            *Appointment through mobile application

 

Mentors: Larisa Zalomikhina (Sberbank); Julia Romashkina (MTS), Diana Vinokurova (Carrier Refrigeration Rus LLC)

 

 

 

11.30–13.00                      SESSION–2. IS EVERYSING IS CLEAR WITH THE RISKS?

Moderator: Ekaterina Pustovalova  ICA Regional Director (Russia and CIS); CEO, ICS; FICA

 

PANEL DISCUSSION

Talking about: compliance risks

 

  • Zero tolerance and risk-appetite
  • A risk-based approach. Is it possible to simplify the redundant requirements for the customer profile with low risk? Overview of case studies
  • Risks of corruption behavior of employees for companies: international practice and Russian realities»
  • Examples of quantitative assessment of compliance risks
  • Sanctions compliance, case review
  • Why Western companies have transferred responsibility for the management of compliance risks Russian units?
  • As the compliance assurance function. What does the Board expect?

 

 

Participants:

 

Dr. Barbara Neiger

Lead Auditor Compliance Management Systems, author of the book “Successful Compliance - For Efficient Organisations With ISO 19600:2014 - The Practical Guide”, MA, MBA

 

Diana Vinokurova

Director of legal Affairs, Carrier Refrigeration Rus LLC, winner of the Compliance 2017 Award For the promotion of compliance in the industrial sector

 

Igor Lebedev

Partner, KPMG, Int. Dip (Comp)

 

Sergey Taut

Expert, attorney, law firm Pepeliaev Group

 

Liudmila Aitova

Head of Compliance Group, Daimler

 

Olga Zubrilova

Head of Compliance Group, Eurasian Resources Group S. a.r.l., Int.Dip.(Comp), FICA

 

Oleg Danilin

CEO, Neman Group, Int.Dip.(Comp), FICA

 

Rafael Zohrabyan

Head of the legal function, Saint-Gobain

 

Julia Romashkina

Director of compliance Department, JSC "MTS", the winner of the Award "Compliance 2015" "For promoting compliance practices", Winner of "Woman in Compliance Awards 2017, Chief Compliance Officer of the Year, EMEA", UK, Int.Dip. (Comp)

 

ONLINE QUESTIONNAIRE (through mobile application) – Has your company established a clear correlation between the concepts of risk appetite and zero tolerance to zero tolerance?

 

13.00–14.00                      LUNCH

 

14.00–15.30                      SESSION–3. NEWS IN REGULATIONS AND TECHNOLOGIES

Moderator: Ekaterina Pustovalova  ICA Regional Director (Russia and CIS); CEO, ICS; FICA

 

 PANEL DISCUSSION

 Talking about: digitalization of compliance and regulation changes

 

  • Analysis technologies for employees and customers
    • Neural networks, cognitive system for analyzing the meaning of phrases (syntactic analysis)
    • Analysis of the emotional component: voice, facial expressions, behavior
    • Behavioral analysis: psihoterapiya technologies
    • Development of automatic on-boarding. Face recognition when opening an account
    • Digital compliance. Online whistleblowing system
    • Regulation on principles rather than rules
      • What difficulties do I face with the new insider legislation?
      • Is it possible to introduce General principles in the organization instead of procedures and instructions, to reduce bureaucracy?
      • The draft law on the isolation of the Russian Internet segment and the draft code of ethics for the use of data, based on the results of Parliamentary hearings on Big Data and personal data

 

Participants:

 

 Alexander Naumov

Chairman, Expert Group on AML/CFT, Internal Control and Regulatory (Compliance) Risks of the Expert Advisory Board under the Committee of Federation Council on Budget and Financial Markets, National Financial Market Council (NFMC), Int.Dip.(Comp)

 

Elena Biletskaya

Deputy Managing Director of EQS Group Russia & CIS

 

Arina Sergievskaya

Head of business ethics at Unilever Rus LLC, winner Of the Compliance 2017 Award for the Introduction of a single compliance culture in a joint venture

 

Diana Vinokurova

Director of legal Affairs, Carrier Refrigeration Rus LLC, Winner Of the Compliance 2017 award for the promotion of compliance in the industrial sector

 

Marina Rozhkova

Member of the Expert Council of the state Duma Committee on information policy, expert of the Institute for the Development of the Internet, the head of the Working Group on development of Code of ethics of data usage, IP President of the CLUB, PhD in law

 

Maria Timiryazeva (TBC)

Head of compliance, VTB Capital, Int.Dip.(Comp)

 

Yulia Eliseeva

Compliance Advisor, Risk Refinitiv

ONLINE QUESTIONNAIRE (through mobile application) – Do you have any concerns about the use of artificial intelligence technology to determine the reliability of the data reported by the employee, the client based on the analysis of the emotional component of the voice?

 

 

15.30–16.00                      COFFEE-BREAK

 

16.00–17.15                      SESSION–4. ETHICAL ASPECTS of COMPLIANCE IN PRACTICAL APPLICATION

                                            Moderator:  Anton Subbot, AEB Compliance & Ethics Committee Chairman

 

 PANEL DISCUSSION

 Talking about: the ethical dilemmas of sexism, compliance, sales

  • Sexism inside the company and in external communications. Corporate culture. Social networks. Analysis of cases. What are the consequences for companies?
  • Ethical dilemmas. Analysis of cases. Do different types require different approaches to their solution?
  • "Do the right things when no one is looking." Sales compliance. Analysis of cases. What is honest behavior with a client?

 

Participants:

 

Alexey Muntyan

Expert on personal data protection and information security, JSC "DHL international" (DHL Express), Winner of the "Compliance 2016" For personal contribution to the development of expertise in the field of personal data

 

Alexandr Bezborodov

AEB Compliance & Ethics Committee member

 

Ekaterina Sheveleva

Head of Legal and Compliance, BEKO LLC RUSSIA

 

Olga Ambrozhevich

Director, Compliance Department, Allianz

 

Olga Ostrovskaya

Chief Compliance Officer, Posti Group

 

ONLINE QUESTIONNAIRE (through mobile application) – Is sales compliance a separate part of company’s compliance management?

 

17.15 – 17.30                    CONCLUSIONS.

Ekaterina Pustovalova  ICA Regional Director (Russia and CIS); CEO, ICS; FICA

 

17.30 – 18.00                    COCTAIL

 

18.00 – 19.30                    COMPLIANCE – 2018 AWARDING CEREMONY 

MC: Ilona Narolskaya , Head of compliance control division– Vice-President,

VTB Bank (PJSC), Int.Dip. (Comp); Alexey Sokolov , Deputy Director, Department of Legal Policy and Social Development, Skolkovo Foundation